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Linux/Documentation/RCU/whatisRCU.rst

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  1 .. _whatisrcu_doc:
  2 
  3 What is RCU?  --  "Read, Copy, Update"
  4 ======================================
  5 
  6 Please note that the "What is RCU?" LWN series is an excellent place
  7 to start learning about RCU:
  8 
  9 | 1.    What is RCU, Fundamentally?  https://lwn.net/Articles/262464/
 10 | 2.    What is RCU? Part 2: Usage   https://lwn.net/Articles/263130/
 11 | 3.    RCU part 3: the RCU API      https://lwn.net/Articles/264090/
 12 | 4.    The RCU API, 2010 Edition    https://lwn.net/Articles/418853/
 13 |       2010 Big API Table           https://lwn.net/Articles/419086/
 14 | 5.    The RCU API, 2014 Edition    https://lwn.net/Articles/609904/
 15 |       2014 Big API Table           https://lwn.net/Articles/609973/
 16 | 6.    The RCU API, 2019 Edition    https://lwn.net/Articles/777036/
 17 |       2019 Big API Table           https://lwn.net/Articles/777165/
 18 
 19 For those preferring video:
 20 
 21 | 1.    Unraveling RCU Mysteries: Fundamentals          https://www.linuxfoundation.org/webinars/unraveling-rcu-usage-mysteries
 22 | 2.    Unraveling RCU Mysteries: Additional Use Cases  https://www.linuxfoundation.org/webinars/unraveling-rcu-usage-mysteries-additional-use-cases
 23 
 24 
 25 What is RCU?
 26 
 27 RCU is a synchronization mechanism that was added to the Linux kernel
 28 during the 2.5 development effort that is optimized for read-mostly
 29 situations.  Although RCU is actually quite simple, making effective use
 30 of it requires you to think differently about your code.  Another part
 31 of the problem is the mistaken assumption that there is "one true way" to
 32 describe and to use RCU.  Instead, the experience has been that different
 33 people must take different paths to arrive at an understanding of RCU,
 34 depending on their experiences and use cases.  This document provides
 35 several different paths, as follows:
 36 
 37 :ref:`1.        RCU OVERVIEW <1_whatisRCU>`
 38 
 39 :ref:`2.        WHAT IS RCU'S CORE API? <2_whatisRCU>`
 40 
 41 :ref:`3.        WHAT ARE SOME EXAMPLE USES OF CORE RCU API? <3_whatisRCU>`
 42 
 43 :ref:`4.        WHAT IF MY UPDATING THREAD CANNOT BLOCK? <4_whatisRCU>`
 44 
 45 :ref:`5.        WHAT ARE SOME SIMPLE IMPLEMENTATIONS OF RCU? <5_whatisRCU>`
 46 
 47 :ref:`6.        ANALOGY WITH READER-WRITER LOCKING <6_whatisRCU>`
 48 
 49 :ref:`7.        ANALOGY WITH REFERENCE COUNTING <7_whatisRCU>`
 50 
 51 :ref:`8.        FULL LIST OF RCU APIs <8_whatisRCU>`
 52 
 53 :ref:`9.        ANSWERS TO QUICK QUIZZES <9_whatisRCU>`
 54 
 55 People who prefer starting with a conceptual overview should focus on
 56 Section 1, though most readers will profit by reading this section at
 57 some point.  People who prefer to start with an API that they can then
 58 experiment with should focus on Section 2.  People who prefer to start
 59 with example uses should focus on Sections 3 and 4.  People who need to
 60 understand the RCU implementation should focus on Section 5, then dive
 61 into the kernel source code.  People who reason best by analogy should
 62 focus on Section 6 and 7.  Section 8 serves as an index to the docbook
 63 API documentation, and Section 9 is the traditional answer key.
 64 
 65 So, start with the section that makes the most sense to you and your
 66 preferred method of learning.  If you need to know everything about
 67 everything, feel free to read the whole thing -- but if you are really
 68 that type of person, you have perused the source code and will therefore
 69 never need this document anyway.  ;-)
 70 
 71 .. _1_whatisRCU:
 72 
 73 1.  RCU OVERVIEW
 74 ----------------
 75 
 76 The basic idea behind RCU is to split updates into "removal" and
 77 "reclamation" phases.  The removal phase removes references to data items
 78 within a data structure (possibly by replacing them with references to
 79 new versions of these data items), and can run concurrently with readers.
 80 The reason that it is safe to run the removal phase concurrently with
 81 readers is the semantics of modern CPUs guarantee that readers will see
 82 either the old or the new version of the data structure rather than a
 83 partially updated reference.  The reclamation phase does the work of reclaiming
 84 (e.g., freeing) the data items removed from the data structure during the
 85 removal phase.  Because reclaiming data items can disrupt any readers
 86 concurrently referencing those data items, the reclamation phase must
 87 not start until readers no longer hold references to those data items.
 88 
 89 Splitting the update into removal and reclamation phases permits the
 90 updater to perform the removal phase immediately, and to defer the
 91 reclamation phase until all readers active during the removal phase have
 92 completed, either by blocking until they finish or by registering a
 93 callback that is invoked after they finish.  Only readers that are active
 94 during the removal phase need be considered, because any reader starting
 95 after the removal phase will be unable to gain a reference to the removed
 96 data items, and therefore cannot be disrupted by the reclamation phase.
 97 
 98 So the typical RCU update sequence goes something like the following:
 99 
100 a.      Remove pointers to a data structure, so that subsequent
101         readers cannot gain a reference to it.
102 
103 b.      Wait for all previous readers to complete their RCU read-side
104         critical sections.
105 
106 c.      At this point, there cannot be any readers who hold references
107         to the data structure, so it now may safely be reclaimed
108         (e.g., kfree()d).
109 
110 Step (b) above is the key idea underlying RCU's deferred destruction.
111 The ability to wait until all readers are done allows RCU readers to
112 use much lighter-weight synchronization, in some cases, absolutely no
113 synchronization at all.  In contrast, in more conventional lock-based
114 schemes, readers must use heavy-weight synchronization in order to
115 prevent an updater from deleting the data structure out from under them.
116 This is because lock-based updaters typically update data items in place,
117 and must therefore exclude readers.  In contrast, RCU-based updaters
118 typically take advantage of the fact that writes to single aligned
119 pointers are atomic on modern CPUs, allowing atomic insertion, removal,
120 and replacement of data items in a linked structure without disrupting
121 readers.  Concurrent RCU readers can then continue accessing the old
122 versions, and can dispense with the atomic operations, memory barriers,
123 and communications cache misses that are so expensive on present-day
124 SMP computer systems, even in absence of lock contention.
125 
126 In the three-step procedure shown above, the updater is performing both
127 the removal and the reclamation step, but it is often helpful for an
128 entirely different thread to do the reclamation, as is in fact the case
129 in the Linux kernel's directory-entry cache (dcache).  Even if the same
130 thread performs both the update step (step (a) above) and the reclamation
131 step (step (c) above), it is often helpful to think of them separately.
132 For example, RCU readers and updaters need not communicate at all,
133 but RCU provides implicit low-overhead communication between readers
134 and reclaimers, namely, in step (b) above.
135 
136 So how the heck can a reclaimer tell when a reader is done, given
137 that readers are not doing any sort of synchronization operations???
138 Read on to learn about how RCU's API makes this easy.
139 
140 .. _2_whatisRCU:
141 
142 2.  WHAT IS RCU'S CORE API?
143 ---------------------------
144 
145 The core RCU API is quite small:
146 
147 a.      rcu_read_lock()
148 b.      rcu_read_unlock()
149 c.      synchronize_rcu() / call_rcu()
150 d.      rcu_assign_pointer()
151 e.      rcu_dereference()
152 
153 There are many other members of the RCU API, but the rest can be
154 expressed in terms of these five, though most implementations instead
155 express synchronize_rcu() in terms of the call_rcu() callback API.
156 
157 The five core RCU APIs are described below, the other 18 will be enumerated
158 later.  See the kernel docbook documentation for more info, or look directly
159 at the function header comments.
160 
161 rcu_read_lock()
162 ^^^^^^^^^^^^^^^
163         void rcu_read_lock(void);
164 
165         This temporal primitive is used by a reader to inform the
166         reclaimer that the reader is entering an RCU read-side critical
167         section.  It is illegal to block while in an RCU read-side
168         critical section, though kernels built with CONFIG_PREEMPT_RCU
169         can preempt RCU read-side critical sections.  Any RCU-protected
170         data structure accessed during an RCU read-side critical section
171         is guaranteed to remain unreclaimed for the full duration of that
172         critical section.  Reference counts may be used in conjunction
173         with RCU to maintain longer-term references to data structures.
174 
175         Note that anything that disables bottom halves, preemption,
176         or interrupts also enters an RCU read-side critical section.
177         Acquiring a spinlock also enters an RCU read-side critical
178         sections, even for spinlocks that do not disable preemption,
179         as is the case in kernels built with CONFIG_PREEMPT_RT=y.
180         Sleeplocks do *not* enter RCU read-side critical sections.
181 
182 rcu_read_unlock()
183 ^^^^^^^^^^^^^^^^^
184         void rcu_read_unlock(void);
185 
186         This temporal primitives is used by a reader to inform the
187         reclaimer that the reader is exiting an RCU read-side critical
188         section.  Anything that enables bottom halves, preemption,
189         or interrupts also exits an RCU read-side critical section.
190         Releasing a spinlock also exits an RCU read-side critical section.
191 
192         Note that RCU read-side critical sections may be nested and/or
193         overlapping.
194 
195 synchronize_rcu()
196 ^^^^^^^^^^^^^^^^^
197         void synchronize_rcu(void);
198 
199         This temporal primitive marks the end of updater code and the
200         beginning of reclaimer code.  It does this by blocking until
201         all pre-existing RCU read-side critical sections on all CPUs
202         have completed.  Note that synchronize_rcu() will **not**
203         necessarily wait for any subsequent RCU read-side critical
204         sections to complete.  For example, consider the following
205         sequence of events::
206 
207                  CPU 0                  CPU 1                 CPU 2
208              ----------------- ------------------------- ---------------
209          1.  rcu_read_lock()
210          2.                    enters synchronize_rcu()
211          3.                                               rcu_read_lock()
212          4.  rcu_read_unlock()
213          5.                     exits synchronize_rcu()
214          6.                                              rcu_read_unlock()
215 
216         To reiterate, synchronize_rcu() waits only for ongoing RCU
217         read-side critical sections to complete, not necessarily for
218         any that begin after synchronize_rcu() is invoked.
219 
220         Of course, synchronize_rcu() does not necessarily return
221         **immediately** after the last pre-existing RCU read-side critical
222         section completes.  For one thing, there might well be scheduling
223         delays.  For another thing, many RCU implementations process
224         requests in batches in order to improve efficiencies, which can
225         further delay synchronize_rcu().
226 
227         Since synchronize_rcu() is the API that must figure out when
228         readers are done, its implementation is key to RCU.  For RCU
229         to be useful in all but the most read-intensive situations,
230         synchronize_rcu()'s overhead must also be quite small.
231 
232         The call_rcu() API is an asynchronous callback form of
233         synchronize_rcu(), and is described in more detail in a later
234         section.  Instead of blocking, it registers a function and
235         argument which are invoked after all ongoing RCU read-side
236         critical sections have completed.  This callback variant is
237         particularly useful in situations where it is illegal to block
238         or where update-side performance is critically important.
239 
240         However, the call_rcu() API should not be used lightly, as use
241         of the synchronize_rcu() API generally results in simpler code.
242         In addition, the synchronize_rcu() API has the nice property
243         of automatically limiting update rate should grace periods
244         be delayed.  This property results in system resilience in face
245         of denial-of-service attacks.  Code using call_rcu() should limit
246         update rate in order to gain this same sort of resilience.  See
247         checklist.rst for some approaches to limiting the update rate.
248 
249 rcu_assign_pointer()
250 ^^^^^^^^^^^^^^^^^^^^
251         void rcu_assign_pointer(p, typeof(p) v);
252 
253         Yes, rcu_assign_pointer() **is** implemented as a macro, though
254         it would be cool to be able to declare a function in this manner.
255         (And there has been some discussion of adding overloaded functions
256         to the C language, so who knows?)
257 
258         The updater uses this spatial macro to assign a new value to an
259         RCU-protected pointer, in order to safely communicate the change
260         in value from the updater to the reader.  This is a spatial (as
261         opposed to temporal) macro.  It does not evaluate to an rvalue,
262         but it does provide any compiler directives and memory-barrier
263         instructions required for a given compile or CPU architecture.
264         Its ordering properties are that of a store-release operation,
265         that is, any prior loads and stores required to initialize the
266         structure are ordered before the store that publishes the pointer
267         to that structure.
268 
269         Perhaps just as important, rcu_assign_pointer() serves to document
270         (1) which pointers are protected by RCU and (2) the point at which
271         a given structure becomes accessible to other CPUs.  That said,
272         rcu_assign_pointer() is most frequently used indirectly, via
273         the _rcu list-manipulation primitives such as list_add_rcu().
274 
275 rcu_dereference()
276 ^^^^^^^^^^^^^^^^^
277         typeof(p) rcu_dereference(p);
278 
279         Like rcu_assign_pointer(), rcu_dereference() must be implemented
280         as a macro.
281 
282         The reader uses the spatial rcu_dereference() macro to fetch
283         an RCU-protected pointer, which returns a value that may
284         then be safely dereferenced.  Note that rcu_dereference()
285         does not actually dereference the pointer, instead, it
286         protects the pointer for later dereferencing.  It also
287         executes any needed memory-barrier instructions for a given
288         CPU architecture.  Currently, only Alpha needs memory barriers
289         within rcu_dereference() -- on other CPUs, it compiles to a
290         volatile load.  However, no mainstream C compilers respect
291         address dependencies, so rcu_dereference() uses volatile casts,
292         which, in combination with the coding guidelines listed in
293         rcu_dereference.rst, prevent current compilers from breaking
294         these dependencies.
295 
296         Common coding practice uses rcu_dereference() to copy an
297         RCU-protected pointer to a local variable, then dereferences
298         this local variable, for example as follows::
299 
300                 p = rcu_dereference(head.next);
301                 return p->data;
302 
303         However, in this case, one could just as easily combine these
304         into one statement::
305 
306                 return rcu_dereference(head.next)->data;
307 
308         If you are going to be fetching multiple fields from the
309         RCU-protected structure, using the local variable is of
310         course preferred.  Repeated rcu_dereference() calls look
311         ugly, do not guarantee that the same pointer will be returned
312         if an update happened while in the critical section, and incur
313         unnecessary overhead on Alpha CPUs.
314 
315         Note that the value returned by rcu_dereference() is valid
316         only within the enclosing RCU read-side critical section [1]_.
317         For example, the following is **not** legal::
318 
319                 rcu_read_lock();
320                 p = rcu_dereference(head.next);
321                 rcu_read_unlock();
322                 x = p->address; /* BUG!!! */
323                 rcu_read_lock();
324                 y = p->data;    /* BUG!!! */
325                 rcu_read_unlock();
326 
327         Holding a reference from one RCU read-side critical section
328         to another is just as illegal as holding a reference from
329         one lock-based critical section to another!  Similarly,
330         using a reference outside of the critical section in which
331         it was acquired is just as illegal as doing so with normal
332         locking.
333 
334         As with rcu_assign_pointer(), an important function of
335         rcu_dereference() is to document which pointers are protected by
336         RCU, in particular, flagging a pointer that is subject to changing
337         at any time, including immediately after the rcu_dereference().
338         And, again like rcu_assign_pointer(), rcu_dereference() is
339         typically used indirectly, via the _rcu list-manipulation
340         primitives, such as list_for_each_entry_rcu() [2]_.
341 
342 ..      [1] The variant rcu_dereference_protected() can be used outside
343         of an RCU read-side critical section as long as the usage is
344         protected by locks acquired by the update-side code.  This variant
345         avoids the lockdep warning that would happen when using (for
346         example) rcu_dereference() without rcu_read_lock() protection.
347         Using rcu_dereference_protected() also has the advantage
348         of permitting compiler optimizations that rcu_dereference()
349         must prohibit.  The rcu_dereference_protected() variant takes
350         a lockdep expression to indicate which locks must be acquired
351         by the caller. If the indicated protection is not provided,
352         a lockdep splat is emitted.  See Design/Requirements/Requirements.rst
353         and the API's code comments for more details and example usage.
354 
355 ..      [2] If the list_for_each_entry_rcu() instance might be used by
356         update-side code as well as by RCU readers, then an additional
357         lockdep expression can be added to its list of arguments.
358         For example, given an additional "lock_is_held(&mylock)" argument,
359         the RCU lockdep code would complain only if this instance was
360         invoked outside of an RCU read-side critical section and without
361         the protection of mylock.
362 
363 The following diagram shows how each API communicates among the
364 reader, updater, and reclaimer.
365 ::
366 
367 
368             rcu_assign_pointer()
369                                     +--------+
370             +---------------------->| reader |---------+
371             |                       +--------+         |
372             |                           |              |
373             |                           |              | Protect:
374             |                           |              | rcu_read_lock()
375             |                           |              | rcu_read_unlock()
376             |        rcu_dereference()  |              |
377             +---------+                 |              |
378             | updater |<----------------+              |
379             +---------+                                V
380             |                                    +-----------+
381             +----------------------------------->| reclaimer |
382                                                  +-----------+
383               Defer:
384               synchronize_rcu() & call_rcu()
385 
386 
387 The RCU infrastructure observes the temporal sequence of rcu_read_lock(),
388 rcu_read_unlock(), synchronize_rcu(), and call_rcu() invocations in
389 order to determine when (1) synchronize_rcu() invocations may return
390 to their callers and (2) call_rcu() callbacks may be invoked.  Efficient
391 implementations of the RCU infrastructure make heavy use of batching in
392 order to amortize their overhead over many uses of the corresponding APIs.
393 The rcu_assign_pointer() and rcu_dereference() invocations communicate
394 spatial changes via stores to and loads from the RCU-protected pointer in
395 question.
396 
397 There are at least three flavors of RCU usage in the Linux kernel. The diagram
398 above shows the most common one. On the updater side, the rcu_assign_pointer(),
399 synchronize_rcu() and call_rcu() primitives used are the same for all three
400 flavors. However for protection (on the reader side), the primitives used vary
401 depending on the flavor:
402 
403 a.      rcu_read_lock() / rcu_read_unlock()
404         rcu_dereference()
405 
406 b.      rcu_read_lock_bh() / rcu_read_unlock_bh()
407         local_bh_disable() / local_bh_enable()
408         rcu_dereference_bh()
409 
410 c.      rcu_read_lock_sched() / rcu_read_unlock_sched()
411         preempt_disable() / preempt_enable()
412         local_irq_save() / local_irq_restore()
413         hardirq enter / hardirq exit
414         NMI enter / NMI exit
415         rcu_dereference_sched()
416 
417 These three flavors are used as follows:
418 
419 a.      RCU applied to normal data structures.
420 
421 b.      RCU applied to networking data structures that may be subjected
422         to remote denial-of-service attacks.
423 
424 c.      RCU applied to scheduler and interrupt/NMI-handler tasks.
425 
426 Again, most uses will be of (a).  The (b) and (c) cases are important
427 for specialized uses, but are relatively uncommon.  The SRCU, RCU-Tasks,
428 RCU-Tasks-Rude, and RCU-Tasks-Trace have similar relationships among
429 their assorted primitives.
430 
431 .. _3_whatisRCU:
432 
433 3.  WHAT ARE SOME EXAMPLE USES OF CORE RCU API?
434 -----------------------------------------------
435 
436 This section shows a simple use of the core RCU API to protect a
437 global pointer to a dynamically allocated structure.  More-typical
438 uses of RCU may be found in listRCU.rst and NMI-RCU.rst.
439 ::
440 
441         struct foo {
442                 int a;
443                 char b;
444                 long c;
445         };
446         DEFINE_SPINLOCK(foo_mutex);
447 
448         struct foo __rcu *gbl_foo;
449 
450         /*
451          * Create a new struct foo that is the same as the one currently
452          * pointed to by gbl_foo, except that field "a" is replaced
453          * with "new_a".  Points gbl_foo to the new structure, and
454          * frees up the old structure after a grace period.
455          *
456          * Uses rcu_assign_pointer() to ensure that concurrent readers
457          * see the initialized version of the new structure.
458          *
459          * Uses synchronize_rcu() to ensure that any readers that might
460          * have references to the old structure complete before freeing
461          * the old structure.
462          */
463         void foo_update_a(int new_a)
464         {
465                 struct foo *new_fp;
466                 struct foo *old_fp;
467 
468                 new_fp = kmalloc(sizeof(*new_fp), GFP_KERNEL);
469                 spin_lock(&foo_mutex);
470                 old_fp = rcu_dereference_protected(gbl_foo, lockdep_is_held(&foo_mutex));
471                 *new_fp = *old_fp;
472                 new_fp->a = new_a;
473                 rcu_assign_pointer(gbl_foo, new_fp);
474                 spin_unlock(&foo_mutex);
475                 synchronize_rcu();
476                 kfree(old_fp);
477         }
478 
479         /*
480          * Return the value of field "a" of the current gbl_foo
481          * structure.  Use rcu_read_lock() and rcu_read_unlock()
482          * to ensure that the structure does not get deleted out
483          * from under us, and use rcu_dereference() to ensure that
484          * we see the initialized version of the structure (important
485          * for DEC Alpha and for people reading the code).
486          */
487         int foo_get_a(void)
488         {
489                 int retval;
490 
491                 rcu_read_lock();
492                 retval = rcu_dereference(gbl_foo)->a;
493                 rcu_read_unlock();
494                 return retval;
495         }
496 
497 So, to sum up:
498 
499 -       Use rcu_read_lock() and rcu_read_unlock() to guard RCU
500         read-side critical sections.
501 
502 -       Within an RCU read-side critical section, use rcu_dereference()
503         to dereference RCU-protected pointers.
504 
505 -       Use some solid design (such as locks or semaphores) to
506         keep concurrent updates from interfering with each other.
507 
508 -       Use rcu_assign_pointer() to update an RCU-protected pointer.
509         This primitive protects concurrent readers from the updater,
510         **not** concurrent updates from each other!  You therefore still
511         need to use locking (or something similar) to keep concurrent
512         rcu_assign_pointer() primitives from interfering with each other.
513 
514 -       Use synchronize_rcu() **after** removing a data element from an
515         RCU-protected data structure, but **before** reclaiming/freeing
516         the data element, in order to wait for the completion of all
517         RCU read-side critical sections that might be referencing that
518         data item.
519 
520 See checklist.rst for additional rules to follow when using RCU.
521 And again, more-typical uses of RCU may be found in listRCU.rst
522 and NMI-RCU.rst.
523 
524 .. _4_whatisRCU:
525 
526 4.  WHAT IF MY UPDATING THREAD CANNOT BLOCK?
527 --------------------------------------------
528 
529 In the example above, foo_update_a() blocks until a grace period elapses.
530 This is quite simple, but in some cases one cannot afford to wait so
531 long -- there might be other high-priority work to be done.
532 
533 In such cases, one uses call_rcu() rather than synchronize_rcu().
534 The call_rcu() API is as follows::
535 
536         void call_rcu(struct rcu_head *head, rcu_callback_t func);
537 
538 This function invokes func(head) after a grace period has elapsed.
539 This invocation might happen from either softirq or process context,
540 so the function is not permitted to block.  The foo struct needs to
541 have an rcu_head structure added, perhaps as follows::
542 
543         struct foo {
544                 int a;
545                 char b;
546                 long c;
547                 struct rcu_head rcu;
548         };
549 
550 The foo_update_a() function might then be written as follows::
551 
552         /*
553          * Create a new struct foo that is the same as the one currently
554          * pointed to by gbl_foo, except that field "a" is replaced
555          * with "new_a".  Points gbl_foo to the new structure, and
556          * frees up the old structure after a grace period.
557          *
558          * Uses rcu_assign_pointer() to ensure that concurrent readers
559          * see the initialized version of the new structure.
560          *
561          * Uses call_rcu() to ensure that any readers that might have
562          * references to the old structure complete before freeing the
563          * old structure.
564          */
565         void foo_update_a(int new_a)
566         {
567                 struct foo *new_fp;
568                 struct foo *old_fp;
569 
570                 new_fp = kmalloc(sizeof(*new_fp), GFP_KERNEL);
571                 spin_lock(&foo_mutex);
572                 old_fp = rcu_dereference_protected(gbl_foo, lockdep_is_held(&foo_mutex));
573                 *new_fp = *old_fp;
574                 new_fp->a = new_a;
575                 rcu_assign_pointer(gbl_foo, new_fp);
576                 spin_unlock(&foo_mutex);
577                 call_rcu(&old_fp->rcu, foo_reclaim);
578         }
579 
580 The foo_reclaim() function might appear as follows::
581 
582         void foo_reclaim(struct rcu_head *rp)
583         {
584                 struct foo *fp = container_of(rp, struct foo, rcu);
585 
586                 foo_cleanup(fp->a);
587 
588                 kfree(fp);
589         }
590 
591 The container_of() primitive is a macro that, given a pointer into a
592 struct, the type of the struct, and the pointed-to field within the
593 struct, returns a pointer to the beginning of the struct.
594 
595 The use of call_rcu() permits the caller of foo_update_a() to
596 immediately regain control, without needing to worry further about the
597 old version of the newly updated element.  It also clearly shows the
598 RCU distinction between updater, namely foo_update_a(), and reclaimer,
599 namely foo_reclaim().
600 
601 The summary of advice is the same as for the previous section, except
602 that we are now using call_rcu() rather than synchronize_rcu():
603 
604 -       Use call_rcu() **after** removing a data element from an
605         RCU-protected data structure in order to register a callback
606         function that will be invoked after the completion of all RCU
607         read-side critical sections that might be referencing that
608         data item.
609 
610 If the callback for call_rcu() is not doing anything more than calling
611 kfree() on the structure, you can use kfree_rcu() instead of call_rcu()
612 to avoid having to write your own callback::
613 
614         kfree_rcu(old_fp, rcu);
615 
616 If the occasional sleep is permitted, the single-argument form may
617 be used, omitting the rcu_head structure from struct foo.
618 
619         kfree_rcu_mightsleep(old_fp);
620 
621 This variant almost never blocks, but might do so by invoking
622 synchronize_rcu() in response to memory-allocation failure.
623 
624 Again, see checklist.rst for additional rules governing the use of RCU.
625 
626 .. _5_whatisRCU:
627 
628 5.  WHAT ARE SOME SIMPLE IMPLEMENTATIONS OF RCU?
629 ------------------------------------------------
630 
631 One of the nice things about RCU is that it has extremely simple "toy"
632 implementations that are a good first step towards understanding the
633 production-quality implementations in the Linux kernel.  This section
634 presents two such "toy" implementations of RCU, one that is implemented
635 in terms of familiar locking primitives, and another that more closely
636 resembles "classic" RCU.  Both are way too simple for real-world use,
637 lacking both functionality and performance.  However, they are useful
638 in getting a feel for how RCU works.  See kernel/rcu/update.c for a
639 production-quality implementation, and see:
640 
641         https://docs.google.com/document/d/1X0lThx8OK0ZgLMqVoXiR4ZrGURHrXK6NyLRbeXe3Xac/edit
642 
643 for papers describing the Linux kernel RCU implementation.  The OLS'01
644 and OLS'02 papers are a good introduction, and the dissertation provides
645 more details on the current implementation as of early 2004.
646 
647 
648 5A.  "TOY" IMPLEMENTATION #1: LOCKING
649 ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
650 This section presents a "toy" RCU implementation that is based on
651 familiar locking primitives.  Its overhead makes it a non-starter for
652 real-life use, as does its lack of scalability.  It is also unsuitable
653 for realtime use, since it allows scheduling latency to "bleed" from
654 one read-side critical section to another.  It also assumes recursive
655 reader-writer locks:  If you try this with non-recursive locks, and
656 you allow nested rcu_read_lock() calls, you can deadlock.
657 
658 However, it is probably the easiest implementation to relate to, so is
659 a good starting point.
660 
661 It is extremely simple::
662 
663         static DEFINE_RWLOCK(rcu_gp_mutex);
664 
665         void rcu_read_lock(void)
666         {
667                 read_lock(&rcu_gp_mutex);
668         }
669 
670         void rcu_read_unlock(void)
671         {
672                 read_unlock(&rcu_gp_mutex);
673         }
674 
675         void synchronize_rcu(void)
676         {
677                 write_lock(&rcu_gp_mutex);
678                 smp_mb__after_spinlock();
679                 write_unlock(&rcu_gp_mutex);
680         }
681 
682 [You can ignore rcu_assign_pointer() and rcu_dereference() without missing
683 much.  But here are simplified versions anyway.  And whatever you do,
684 don't forget about them when submitting patches making use of RCU!]::
685 
686         #define rcu_assign_pointer(p, v) \
687         ({ \
688                 smp_store_release(&(p), (v)); \
689         })
690 
691         #define rcu_dereference(p) \
692         ({ \
693                 typeof(p) _________p1 = READ_ONCE(p); \
694                 (_________p1); \
695         })
696 
697 
698 The rcu_read_lock() and rcu_read_unlock() primitive read-acquire
699 and release a global reader-writer lock.  The synchronize_rcu()
700 primitive write-acquires this same lock, then releases it.  This means
701 that once synchronize_rcu() exits, all RCU read-side critical sections
702 that were in progress before synchronize_rcu() was called are guaranteed
703 to have completed -- there is no way that synchronize_rcu() would have
704 been able to write-acquire the lock otherwise.  The smp_mb__after_spinlock()
705 promotes synchronize_rcu() to a full memory barrier in compliance with
706 the "Memory-Barrier Guarantees" listed in:
707 
708         Design/Requirements/Requirements.rst
709 
710 It is possible to nest rcu_read_lock(), since reader-writer locks may
711 be recursively acquired.  Note also that rcu_read_lock() is immune
712 from deadlock (an important property of RCU).  The reason for this is
713 that the only thing that can block rcu_read_lock() is a synchronize_rcu().
714 But synchronize_rcu() does not acquire any locks while holding rcu_gp_mutex,
715 so there can be no deadlock cycle.
716 
717 .. _quiz_1:
718 
719 Quick Quiz #1:
720                 Why is this argument naive?  How could a deadlock
721                 occur when using this algorithm in a real-world Linux
722                 kernel?  How could this deadlock be avoided?
723 
724 :ref:`Answers to Quick Quiz <9_whatisRCU>`
725 
726 5B.  "TOY" EXAMPLE #2: CLASSIC RCU
727 ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
728 This section presents a "toy" RCU implementation that is based on
729 "classic RCU".  It is also short on performance (but only for updates) and
730 on features such as hotplug CPU and the ability to run in CONFIG_PREEMPTION
731 kernels.  The definitions of rcu_dereference() and rcu_assign_pointer()
732 are the same as those shown in the preceding section, so they are omitted.
733 ::
734 
735         void rcu_read_lock(void) { }
736 
737         void rcu_read_unlock(void) { }
738 
739         void synchronize_rcu(void)
740         {
741                 int cpu;
742 
743                 for_each_possible_cpu(cpu)
744                         run_on(cpu);
745         }
746 
747 Note that rcu_read_lock() and rcu_read_unlock() do absolutely nothing.
748 This is the great strength of classic RCU in a non-preemptive kernel:
749 read-side overhead is precisely zero, at least on non-Alpha CPUs.
750 And there is absolutely no way that rcu_read_lock() can possibly
751 participate in a deadlock cycle!
752 
753 The implementation of synchronize_rcu() simply schedules itself on each
754 CPU in turn.  The run_on() primitive can be implemented straightforwardly
755 in terms of the sched_setaffinity() primitive.  Of course, a somewhat less
756 "toy" implementation would restore the affinity upon completion rather
757 than just leaving all tasks running on the last CPU, but when I said
758 "toy", I meant **toy**!
759 
760 So how the heck is this supposed to work???
761 
762 Remember that it is illegal to block while in an RCU read-side critical
763 section.  Therefore, if a given CPU executes a context switch, we know
764 that it must have completed all preceding RCU read-side critical sections.
765 Once **all** CPUs have executed a context switch, then **all** preceding
766 RCU read-side critical sections will have completed.
767 
768 So, suppose that we remove a data item from its structure and then invoke
769 synchronize_rcu().  Once synchronize_rcu() returns, we are guaranteed
770 that there are no RCU read-side critical sections holding a reference
771 to that data item, so we can safely reclaim it.
772 
773 .. _quiz_2:
774 
775 Quick Quiz #2:
776                 Give an example where Classic RCU's read-side
777                 overhead is **negative**.
778 
779 :ref:`Answers to Quick Quiz <9_whatisRCU>`
780 
781 .. _quiz_3:
782 
783 Quick Quiz #3:
784                 If it is illegal to block in an RCU read-side
785                 critical section, what the heck do you do in
786                 CONFIG_PREEMPT_RT, where normal spinlocks can block???
787 
788 :ref:`Answers to Quick Quiz <9_whatisRCU>`
789 
790 .. _6_whatisRCU:
791 
792 6.  ANALOGY WITH READER-WRITER LOCKING
793 --------------------------------------
794 
795 Although RCU can be used in many different ways, a very common use of
796 RCU is analogous to reader-writer locking.  The following unified
797 diff shows how closely related RCU and reader-writer locking can be.
798 ::
799 
800         @@ -5,5 +5,5 @@ struct el {
801                 int data;
802                 /* Other data fields */
803          };
804         -rwlock_t listmutex;
805         +spinlock_t listmutex;
806          struct el head;
807 
808         @@ -13,15 +14,15 @@
809                 struct list_head *lp;
810                 struct el *p;
811 
812         -       read_lock(&listmutex);
813         -       list_for_each_entry(p, head, lp) {
814         +       rcu_read_lock();
815         +       list_for_each_entry_rcu(p, head, lp) {
816                         if (p->key == key) {
817                                 *result = p->data;
818         -                       read_unlock(&listmutex);
819         +                       rcu_read_unlock();
820                                 return 1;
821                         }
822                 }
823         -       read_unlock(&listmutex);
824         +       rcu_read_unlock();
825                 return 0;
826          }
827 
828         @@ -29,15 +30,16 @@
829          {
830                 struct el *p;
831 
832         -       write_lock(&listmutex);
833         +       spin_lock(&listmutex);
834                 list_for_each_entry(p, head, lp) {
835                         if (p->key == key) {
836         -                       list_del(&p->list);
837         -                       write_unlock(&listmutex);
838         +                       list_del_rcu(&p->list);
839         +                       spin_unlock(&listmutex);
840         +                       synchronize_rcu();
841                                 kfree(p);
842                                 return 1;
843                         }
844                 }
845         -       write_unlock(&listmutex);
846         +       spin_unlock(&listmutex);
847                 return 0;
848          }
849 
850 Or, for those who prefer a side-by-side listing::
851 
852  1 struct el {                          1 struct el {
853  2   struct list_head list;             2   struct list_head list;
854  3   long key;                          3   long key;
855  4   spinlock_t mutex;                  4   spinlock_t mutex;
856  5   int data;                          5   int data;
857  6   /* Other data fields */            6   /* Other data fields */
858  7 };                                   7 };
859  8 rwlock_t listmutex;                  8 spinlock_t listmutex;
860  9 struct el head;                      9 struct el head;
861 
862 ::
863 
864   1 int search(long key, int *result)    1 int search(long key, int *result)
865   2 {                                    2 {
866   3   struct list_head *lp;              3   struct list_head *lp;
867   4   struct el *p;                      4   struct el *p;
868   5                                      5
869   6   read_lock(&listmutex);             6   rcu_read_lock();
870   7   list_for_each_entry(p, head, lp) { 7   list_for_each_entry_rcu(p, head, lp) {
871   8     if (p->key == key) {             8     if (p->key == key) {
872   9       *result = p->data;             9       *result = p->data;
873  10       read_unlock(&listmutex);      10       rcu_read_unlock();
874  11       return 1;                     11       return 1;
875  12     }                               12     }
876  13   }                                 13   }
877  14   read_unlock(&listmutex);          14   rcu_read_unlock();
878  15   return 0;                         15   return 0;
879  16 }                                   16 }
880 
881 ::
882 
883   1 int delete(long key)                 1 int delete(long key)
884   2 {                                    2 {
885   3   struct el *p;                      3   struct el *p;
886   4                                      4
887   5   write_lock(&listmutex);            5   spin_lock(&listmutex);
888   6   list_for_each_entry(p, head, lp) { 6   list_for_each_entry(p, head, lp) {
889   7     if (p->key == key) {             7     if (p->key == key) {
890   8       list_del(&p->list);            8       list_del_rcu(&p->list);
891   9       write_unlock(&listmutex);      9       spin_unlock(&listmutex);
892                                         10       synchronize_rcu();
893  10       kfree(p);                     11       kfree(p);
894  11       return 1;                     12       return 1;
895  12     }                               13     }
896  13   }                                 14   }
897  14   write_unlock(&listmutex);         15   spin_unlock(&listmutex);
898  15   return 0;                         16   return 0;
899  16 }                                   17 }
900 
901 Either way, the differences are quite small.  Read-side locking moves
902 to rcu_read_lock() and rcu_read_unlock, update-side locking moves from
903 a reader-writer lock to a simple spinlock, and a synchronize_rcu()
904 precedes the kfree().
905 
906 However, there is one potential catch: the read-side and update-side
907 critical sections can now run concurrently.  In many cases, this will
908 not be a problem, but it is necessary to check carefully regardless.
909 For example, if multiple independent list updates must be seen as
910 a single atomic update, converting to RCU will require special care.
911 
912 Also, the presence of synchronize_rcu() means that the RCU version of
913 delete() can now block.  If this is a problem, there is a callback-based
914 mechanism that never blocks, namely call_rcu() or kfree_rcu(), that can
915 be used in place of synchronize_rcu().
916 
917 .. _7_whatisRCU:
918 
919 7.  ANALOGY WITH REFERENCE COUNTING
920 -----------------------------------
921 
922 The reader-writer analogy (illustrated by the previous section) is not
923 always the best way to think about using RCU.  Another helpful analogy
924 considers RCU an effective reference count on everything which is
925 protected by RCU.
926 
927 A reference count typically does not prevent the referenced object's
928 values from changing, but does prevent changes to type -- particularly the
929 gross change of type that happens when that object's memory is freed and
930 re-allocated for some other purpose.  Once a type-safe reference to the
931 object is obtained, some other mechanism is needed to ensure consistent
932 access to the data in the object.  This could involve taking a spinlock,
933 but with RCU the typical approach is to perform reads with SMP-aware
934 operations such as smp_load_acquire(), to perform updates with atomic
935 read-modify-write operations, and to provide the necessary ordering.
936 RCU provides a number of support functions that embed the required
937 operations and ordering, such as the list_for_each_entry_rcu() macro
938 used in the previous section.
939 
940 A more focused view of the reference counting behavior is that,
941 between rcu_read_lock() and rcu_read_unlock(), any reference taken with
942 rcu_dereference() on a pointer marked as ``__rcu`` can be treated as
943 though a reference-count on that object has been temporarily increased.
944 This prevents the object from changing type.  Exactly what this means
945 will depend on normal expectations of objects of that type, but it
946 typically includes that spinlocks can still be safely locked, normal
947 reference counters can be safely manipulated, and ``__rcu`` pointers
948 can be safely dereferenced.
949 
950 Some operations that one might expect to see on an object for
951 which an RCU reference is held include:
952 
953  - Copying out data that is guaranteed to be stable by the object's type.
954  - Using kref_get_unless_zero() or similar to get a longer-term
955    reference.  This may fail of course.
956  - Acquiring a spinlock in the object, and checking if the object still
957    is the expected object and if so, manipulating it freely.
958 
959 The understanding that RCU provides a reference that only prevents a
960 change of type is particularly visible with objects allocated from a
961 slab cache marked ``SLAB_TYPESAFE_BY_RCU``.  RCU operations may yield a
962 reference to an object from such a cache that has been concurrently freed
963 and the memory reallocated to a completely different object, though of
964 the same type.  In this case RCU doesn't even protect the identity of the
965 object from changing, only its type.  So the object found may not be the
966 one expected, but it will be one where it is safe to take a reference
967 (and then potentially acquiring a spinlock), allowing subsequent code
968 to check whether the identity matches expectations.  It is tempting
969 to simply acquire the spinlock without first taking the reference, but
970 unfortunately any spinlock in a ``SLAB_TYPESAFE_BY_RCU`` object must be
971 initialized after each and every call to kmem_cache_alloc(), which renders
972 reference-free spinlock acquisition completely unsafe.  Therefore, when
973 using ``SLAB_TYPESAFE_BY_RCU``, make proper use of a reference counter.
974 (Those willing to initialize their locks in a kmem_cache constructor
975 may also use locking, including cache-friendly sequence locking.)
976 
977 With traditional reference counting -- such as that implemented by the
978 kref library in Linux -- there is typically code that runs when the last
979 reference to an object is dropped.  With kref, this is the function
980 passed to kref_put().  When RCU is being used, such finalization code
981 must not be run until all ``__rcu`` pointers referencing the object have
982 been updated, and then a grace period has passed.  Every remaining
983 globally visible pointer to the object must be considered to be a
984 potential counted reference, and the finalization code is typically run
985 using call_rcu() only after all those pointers have been changed.
986 
987 To see how to choose between these two analogies -- of RCU as a
988 reader-writer lock and RCU as a reference counting system -- it is useful
989 to reflect on the scale of the thing being protected.  The reader-writer
990 lock analogy looks at larger multi-part objects such as a linked list
991 and shows how RCU can facilitate concurrency while elements are added
992 to, and removed from, the list.  The reference-count analogy looks at
993 the individual objects and looks at how they can be accessed safely
994 within whatever whole they are a part of.
995 
996 .. _8_whatisRCU:
997 
998 8.  FULL LIST OF RCU APIs
999 -------------------------
1000 
1001 The RCU APIs are documented in docbook-format header comments in the
1002 Linux-kernel source code, but it helps to have a full list of the
1003 APIs, since there does not appear to be a way to categorize them
1004 in docbook.  Here is the list, by category.
1005 
1006 RCU list traversal::
1007 
1008         list_entry_rcu
1009         list_entry_lockless
1010         list_first_entry_rcu
1011         list_next_rcu
1012         list_for_each_entry_rcu
1013         list_for_each_entry_continue_rcu
1014         list_for_each_entry_from_rcu
1015         list_first_or_null_rcu
1016         list_next_or_null_rcu
1017         hlist_first_rcu
1018         hlist_next_rcu
1019         hlist_pprev_rcu
1020         hlist_for_each_entry_rcu
1021         hlist_for_each_entry_rcu_bh
1022         hlist_for_each_entry_from_rcu
1023         hlist_for_each_entry_continue_rcu
1024         hlist_for_each_entry_continue_rcu_bh
1025         hlist_nulls_first_rcu
1026         hlist_nulls_for_each_entry_rcu
1027         hlist_bl_first_rcu
1028         hlist_bl_for_each_entry_rcu
1029 
1030 RCU pointer/list update::
1031 
1032         rcu_assign_pointer
1033         list_add_rcu
1034         list_add_tail_rcu
1035         list_del_rcu
1036         list_replace_rcu
1037         hlist_add_behind_rcu
1038         hlist_add_before_rcu
1039         hlist_add_head_rcu
1040         hlist_add_tail_rcu
1041         hlist_del_rcu
1042         hlist_del_init_rcu
1043         hlist_replace_rcu
1044         list_splice_init_rcu
1045         list_splice_tail_init_rcu
1046         hlist_nulls_del_init_rcu
1047         hlist_nulls_del_rcu
1048         hlist_nulls_add_head_rcu
1049         hlist_bl_add_head_rcu
1050         hlist_bl_del_init_rcu
1051         hlist_bl_del_rcu
1052         hlist_bl_set_first_rcu
1053 
1054 RCU::
1055 
1056         Critical sections       Grace period            Barrier
1057 
1058         rcu_read_lock           synchronize_net         rcu_barrier
1059         rcu_read_unlock         synchronize_rcu
1060         rcu_dereference         synchronize_rcu_expedited
1061         rcu_read_lock_held      call_rcu
1062         rcu_dereference_check   kfree_rcu
1063         rcu_dereference_protected
1064 
1065 bh::
1066 
1067         Critical sections       Grace period            Barrier
1068 
1069         rcu_read_lock_bh        call_rcu                rcu_barrier
1070         rcu_read_unlock_bh      synchronize_rcu
1071         [local_bh_disable]      synchronize_rcu_expedited
1072         [and friends]
1073         rcu_dereference_bh
1074         rcu_dereference_bh_check
1075         rcu_dereference_bh_protected
1076         rcu_read_lock_bh_held
1077 
1078 sched::
1079 
1080         Critical sections       Grace period            Barrier
1081 
1082         rcu_read_lock_sched     call_rcu                rcu_barrier
1083         rcu_read_unlock_sched   synchronize_rcu
1084         [preempt_disable]       synchronize_rcu_expedited
1085         [and friends]
1086         rcu_read_lock_sched_notrace
1087         rcu_read_unlock_sched_notrace
1088         rcu_dereference_sched
1089         rcu_dereference_sched_check
1090         rcu_dereference_sched_protected
1091         rcu_read_lock_sched_held
1092 
1093 
1094 RCU-Tasks::
1095 
1096         Critical sections       Grace period            Barrier
1097 
1098         N/A                     call_rcu_tasks          rcu_barrier_tasks
1099                                 synchronize_rcu_tasks
1100 
1101 
1102 RCU-Tasks-Rude::
1103 
1104         Critical sections       Grace period            Barrier
1105 
1106         N/A                     call_rcu_tasks_rude     rcu_barrier_tasks_rude
1107                                 synchronize_rcu_tasks_rude
1108 
1109 
1110 RCU-Tasks-Trace::
1111 
1112         Critical sections       Grace period            Barrier
1113 
1114         rcu_read_lock_trace     call_rcu_tasks_trace    rcu_barrier_tasks_trace
1115         rcu_read_unlock_trace   synchronize_rcu_tasks_trace
1116 
1117 
1118 SRCU::
1119 
1120         Critical sections       Grace period            Barrier
1121 
1122         srcu_read_lock          call_srcu               srcu_barrier
1123         srcu_read_unlock        synchronize_srcu
1124         srcu_dereference        synchronize_srcu_expedited
1125         srcu_dereference_check
1126         srcu_read_lock_held
1127 
1128 SRCU: Initialization/cleanup::
1129 
1130         DEFINE_SRCU
1131         DEFINE_STATIC_SRCU
1132         init_srcu_struct
1133         cleanup_srcu_struct
1134 
1135 All: lockdep-checked RCU utility APIs::
1136 
1137         RCU_LOCKDEP_WARN
1138         rcu_sleep_check
1139 
1140 All: Unchecked RCU-protected pointer access::
1141 
1142         rcu_dereference_raw
1143 
1144 All: Unchecked RCU-protected pointer access with dereferencing prohibited::
1145 
1146         rcu_access_pointer
1147 
1148 See the comment headers in the source code (or the docbook generated
1149 from them) for more information.
1150 
1151 However, given that there are no fewer than four families of RCU APIs
1152 in the Linux kernel, how do you choose which one to use?  The following
1153 list can be helpful:
1154 
1155 a.      Will readers need to block?  If so, you need SRCU.
1156 
1157 b.      Will readers need to block and are you doing tracing, for
1158         example, ftrace or BPF?  If so, you need RCU-tasks,
1159         RCU-tasks-rude, and/or RCU-tasks-trace.
1160 
1161 c.      What about the -rt patchset?  If readers would need to block in
1162         an non-rt kernel, you need SRCU.  If readers would block when
1163         acquiring spinlocks in a -rt kernel, but not in a non-rt kernel,
1164         SRCU is not necessary.  (The -rt patchset turns spinlocks into
1165         sleeplocks, hence this distinction.)
1166 
1167 d.      Do you need to treat NMI handlers, hardirq handlers,
1168         and code segments with preemption disabled (whether
1169         via preempt_disable(), local_irq_save(), local_bh_disable(),
1170         or some other mechanism) as if they were explicit RCU readers?
1171         If so, RCU-sched readers are the only choice that will work
1172         for you, but since about v4.20 you use can use the vanilla RCU
1173         update primitives.
1174 
1175 e.      Do you need RCU grace periods to complete even in the face of
1176         softirq monopolization of one or more of the CPUs?  For example,
1177         is your code subject to network-based denial-of-service attacks?
1178         If so, you should disable softirq across your readers, for
1179         example, by using rcu_read_lock_bh().  Since about v4.20 you
1180         use can use the vanilla RCU update primitives.
1181 
1182 f.      Is your workload too update-intensive for normal use of
1183         RCU, but inappropriate for other synchronization mechanisms?
1184         If so, consider SLAB_TYPESAFE_BY_RCU (which was originally
1185         named SLAB_DESTROY_BY_RCU).  But please be careful!
1186 
1187 g.      Do you need read-side critical sections that are respected even
1188         on CPUs that are deep in the idle loop, during entry to or exit
1189         from user-mode execution, or on an offlined CPU?  If so, SRCU
1190         and RCU Tasks Trace are the only choices that will work for you,
1191         with SRCU being strongly preferred in almost all cases.
1192 
1193 h.      Otherwise, use RCU.
1194 
1195 Of course, this all assumes that you have determined that RCU is in fact
1196 the right tool for your job.
1197 
1198 .. _9_whatisRCU:
1199 
1200 9.  ANSWERS TO QUICK QUIZZES
1201 ----------------------------
1202 
1203 Quick Quiz #1:
1204                 Why is this argument naive?  How could a deadlock
1205                 occur when using this algorithm in a real-world Linux
1206                 kernel?  [Referring to the lock-based "toy" RCU
1207                 algorithm.]
1208 
1209 Answer:
1210                 Consider the following sequence of events:
1211 
1212                 1.      CPU 0 acquires some unrelated lock, call it
1213                         "problematic_lock", disabling irq via
1214                         spin_lock_irqsave().
1215 
1216                 2.      CPU 1 enters synchronize_rcu(), write-acquiring
1217                         rcu_gp_mutex.
1218 
1219                 3.      CPU 0 enters rcu_read_lock(), but must wait
1220                         because CPU 1 holds rcu_gp_mutex.
1221 
1222                 4.      CPU 1 is interrupted, and the irq handler
1223                         attempts to acquire problematic_lock.
1224 
1225                 The system is now deadlocked.
1226 
1227                 One way to avoid this deadlock is to use an approach like
1228                 that of CONFIG_PREEMPT_RT, where all normal spinlocks
1229                 become blocking locks, and all irq handlers execute in
1230                 the context of special tasks.  In this case, in step 4
1231                 above, the irq handler would block, allowing CPU 1 to
1232                 release rcu_gp_mutex, avoiding the deadlock.
1233 
1234                 Even in the absence of deadlock, this RCU implementation
1235                 allows latency to "bleed" from readers to other
1236                 readers through synchronize_rcu().  To see this,
1237                 consider task A in an RCU read-side critical section
1238                 (thus read-holding rcu_gp_mutex), task B blocked
1239                 attempting to write-acquire rcu_gp_mutex, and
1240                 task C blocked in rcu_read_lock() attempting to
1241                 read_acquire rcu_gp_mutex.  Task A's RCU read-side
1242                 latency is holding up task C, albeit indirectly via
1243                 task B.
1244 
1245                 Realtime RCU implementations therefore use a counter-based
1246                 approach where tasks in RCU read-side critical sections
1247                 cannot be blocked by tasks executing synchronize_rcu().
1248 
1249 :ref:`Back to Quick Quiz #1 <quiz_1>`
1250 
1251 Quick Quiz #2:
1252                 Give an example where Classic RCU's read-side
1253                 overhead is **negative**.
1254 
1255 Answer:
1256                 Imagine a single-CPU system with a non-CONFIG_PREEMPTION
1257                 kernel where a routing table is used by process-context
1258                 code, but can be updated by irq-context code (for example,
1259                 by an "ICMP REDIRECT" packet).  The usual way of handling
1260                 this would be to have the process-context code disable
1261                 interrupts while searching the routing table.  Use of
1262                 RCU allows such interrupt-disabling to be dispensed with.
1263                 Thus, without RCU, you pay the cost of disabling interrupts,
1264                 and with RCU you don't.
1265 
1266                 One can argue that the overhead of RCU in this
1267                 case is negative with respect to the single-CPU
1268                 interrupt-disabling approach.  Others might argue that
1269                 the overhead of RCU is merely zero, and that replacing
1270                 the positive overhead of the interrupt-disabling scheme
1271                 with the zero-overhead RCU scheme does not constitute
1272                 negative overhead.
1273 
1274                 In real life, of course, things are more complex.  But
1275                 even the theoretical possibility of negative overhead for
1276                 a synchronization primitive is a bit unexpected.  ;-)
1277 
1278 :ref:`Back to Quick Quiz #2 <quiz_2>`
1279 
1280 Quick Quiz #3:
1281                 If it is illegal to block in an RCU read-side
1282                 critical section, what the heck do you do in
1283                 CONFIG_PREEMPT_RT, where normal spinlocks can block???
1284 
1285 Answer:
1286                 Just as CONFIG_PREEMPT_RT permits preemption of spinlock
1287                 critical sections, it permits preemption of RCU
1288                 read-side critical sections.  It also permits
1289                 spinlocks blocking while in RCU read-side critical
1290                 sections.
1291 
1292                 Why the apparent inconsistency?  Because it is
1293                 possible to use priority boosting to keep the RCU
1294                 grace periods short if need be (for example, if running
1295                 short of memory).  In contrast, if blocking waiting
1296                 for (say) network reception, there is no way to know
1297                 what should be boosted.  Especially given that the
1298                 process we need to boost might well be a human being
1299                 who just went out for a pizza or something.  And although
1300                 a computer-operated cattle prod might arouse serious
1301                 interest, it might also provoke serious objections.
1302                 Besides, how does the computer know what pizza parlor
1303                 the human being went to???
1304 
1305 :ref:`Back to Quick Quiz #3 <quiz_3>`
1306 
1307 ACKNOWLEDGEMENTS
1308 
1309 My thanks to the people who helped make this human-readable, including
1310 Jon Walpole, Josh Triplett, Serge Hallyn, Suzanne Wood, and Alan Stern.
1311 
1312 
1313 For more information, see http://www.rdrop.com/users/paulmck/RCU.

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