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Linux/Documentation/locking/mutex-design.rst

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  1 =======================
  2 Generic Mutex Subsystem
  3 =======================
  4 
  5 started by Ingo Molnar <mingo@redhat.com>
  6 
  7 updated by Davidlohr Bueso <davidlohr@hp.com>
  8 
  9 What are mutexes?
 10 -----------------
 11 
 12 In the Linux kernel, mutexes refer to a particular locking primitive
 13 that enforces serialization on shared memory systems, and not only to
 14 the generic term referring to 'mutual exclusion' found in academia
 15 or similar theoretical text books. Mutexes are sleeping locks which
 16 behave similarly to binary semaphores, and were introduced in 2006[1]
 17 as an alternative to these. This new data structure provided a number
 18 of advantages, including simpler interfaces, and at that time smaller
 19 code (see Disadvantages).
 20 
 21 [1] https://lwn.net/Articles/164802/
 22 
 23 Implementation
 24 --------------
 25 
 26 Mutexes are represented by 'struct mutex', defined in include/linux/mutex.h
 27 and implemented in kernel/locking/mutex.c. These locks use an atomic variable
 28 (->owner) to keep track of the lock state during its lifetime.  Field owner
 29 actually contains `struct task_struct *` to the current lock owner and it is
 30 therefore NULL if not currently owned. Since task_struct pointers are aligned
 31 to at least L1_CACHE_BYTES, low bits (3) are used to store extra state (e.g.,
 32 if waiter list is non-empty).  In its most basic form it also includes a
 33 wait-queue and a spinlock that serializes access to it. Furthermore,
 34 CONFIG_MUTEX_SPIN_ON_OWNER=y systems use a spinner MCS lock (->osq), described
 35 below in (ii).
 36 
 37 When acquiring a mutex, there are three possible paths that can be
 38 taken, depending on the state of the lock:
 39 
 40 (i) fastpath: tries to atomically acquire the lock by cmpxchg()ing the owner with
 41     the current task. This only works in the uncontended case (cmpxchg() checks
 42     against 0UL, so all 3 state bits above have to be 0). If the lock is
 43     contended it goes to the next possible path.
 44 
 45 (ii) midpath: aka optimistic spinning, tries to spin for acquisition
 46      while the lock owner is running and there are no other tasks ready
 47      to run that have higher priority (need_resched). The rationale is
 48      that if the lock owner is running, it is likely to release the lock
 49      soon. The mutex spinners are queued up using MCS lock so that only
 50      one spinner can compete for the mutex.
 51 
 52      The MCS lock (proposed by Mellor-Crummey and Scott) is a simple spinlock
 53      with the desirable properties of being fair and with each cpu trying
 54      to acquire the lock spinning on a local variable. It avoids expensive
 55      cacheline bouncing that common test-and-set spinlock implementations
 56      incur. An MCS-like lock is specially tailored for optimistic spinning
 57      for sleeping lock implementation. An important feature of the customized
 58      MCS lock is that it has the extra property that spinners are able to exit
 59      the MCS spinlock queue when they need to reschedule. This further helps
 60      avoid situations where MCS spinners that need to reschedule would continue
 61      waiting to spin on mutex owner, only to go directly to slowpath upon
 62      obtaining the MCS lock.
 63 
 64 
 65 (iii) slowpath: last resort, if the lock is still unable to be acquired,
 66       the task is added to the wait-queue and sleeps until woken up by the
 67       unlock path. Under normal circumstances it blocks as TASK_UNINTERRUPTIBLE.
 68 
 69 While formally kernel mutexes are sleepable locks, it is path (ii) that
 70 makes them more practically a hybrid type. By simply not interrupting a
 71 task and busy-waiting for a few cycles instead of immediately sleeping,
 72 the performance of this lock has been seen to significantly improve a
 73 number of workloads. Note that this technique is also used for rw-semaphores.
 74 
 75 Semantics
 76 ---------
 77 
 78 The mutex subsystem checks and enforces the following rules:
 79 
 80     - Only one task can hold the mutex at a time.
 81     - Only the owner can unlock the mutex.
 82     - Multiple unlocks are not permitted.
 83     - Recursive locking/unlocking is not permitted.
 84     - A mutex must only be initialized via the API (see below).
 85     - A task may not exit with a mutex held.
 86     - Memory areas where held locks reside must not be freed.
 87     - Held mutexes must not be reinitialized.
 88     - Mutexes may not be used in hardware or software interrupt
 89       contexts such as tasklets and timers.
 90 
 91 These semantics are fully enforced when CONFIG DEBUG_MUTEXES is enabled.
 92 In addition, the mutex debugging code also implements a number of other
 93 features that make lock debugging easier and faster:
 94 
 95     - Uses symbolic names of mutexes, whenever they are printed
 96       in debug output.
 97     - Point-of-acquire tracking, symbolic lookup of function names,
 98       list of all locks held in the system, printout of them.
 99     - Owner tracking.
100     - Detects self-recursing locks and prints out all relevant info.
101     - Detects multi-task circular deadlocks and prints out all affected
102       locks and tasks (and only those tasks).
103 
104 Mutexes - and most other sleeping locks like rwsems - do not provide an
105 implicit reference for the memory they occupy, which reference is released
106 with mutex_unlock().
107 
108 [ This is in contrast with spin_unlock() [or completion_done()], which
109   APIs can be used to guarantee that the memory is not touched by the
110   lock implementation after spin_unlock()/completion_done() releases
111   the lock. ]
112 
113 mutex_unlock() may access the mutex structure even after it has internally
114 released the lock already - so it's not safe for another context to
115 acquire the mutex and assume that the mutex_unlock() context is not using
116 the structure anymore.
117 
118 The mutex user must ensure that the mutex is not destroyed while a
119 release operation is still in progress - in other words, callers of
120 mutex_unlock() must ensure that the mutex stays alive until mutex_unlock()
121 has returned.
122 
123 Interfaces
124 ----------
125 Statically define the mutex::
126 
127    DEFINE_MUTEX(name);
128 
129 Dynamically initialize the mutex::
130 
131    mutex_init(mutex);
132 
133 Acquire the mutex, uninterruptible::
134 
135    void mutex_lock(struct mutex *lock);
136    void mutex_lock_nested(struct mutex *lock, unsigned int subclass);
137    int  mutex_trylock(struct mutex *lock);
138 
139 Acquire the mutex, interruptible::
140 
141    int mutex_lock_interruptible_nested(struct mutex *lock,
142                                        unsigned int subclass);
143    int mutex_lock_interruptible(struct mutex *lock);
144 
145 Acquire the mutex, interruptible, if dec to 0::
146 
147    int atomic_dec_and_mutex_lock(atomic_t *cnt, struct mutex *lock);
148 
149 Unlock the mutex::
150 
151    void mutex_unlock(struct mutex *lock);
152 
153 Test if the mutex is taken::
154 
155    int mutex_is_locked(struct mutex *lock);
156 
157 Disadvantages
158 -------------
159 
160 Unlike its original design and purpose, 'struct mutex' is among the largest
161 locks in the kernel. E.g: on x86-64 it is 32 bytes, where 'struct semaphore'
162 is 24 bytes and rw_semaphore is 40 bytes. Larger structure sizes mean more CPU
163 cache and memory footprint.
164 
165 When to use mutexes
166 -------------------
167 
168 Unless the strict semantics of mutexes are unsuitable and/or the critical
169 region prevents the lock from being shared, always prefer them to any other
170 locking primitive.

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